The Control Officer’s guide to booking model controls

Defining and controlling for the booking model is a challenge for global banks with complex legal entity structures and market strategies spanning across products and client offerings. Regulators demand a robust control framework with appropriate management oversight and accountability all the way up to the C-suite.

Our report explores the key areas banks need to focus on to deliver a booking model control framework by adopting a strategic, forward-looking, approach including:

The need for a clear booking model baseline and appropriate translation to trading mandate parameters
Control and governance considerations to meet regulatory expectations
Technology approaches to enable effective and efficient trading controls
The role of data and MI in supervision.

To find out more, download a free copy of the report below.

Download our guide

First name

Last name

Job title

Company

Country

Industry

Select which topics / mailings you wish to receive:

Financial services newsletter

Baringa's client network

I agree to my data being processed as set out by Baringa's Privacy Policy and Terms & Conditions (*)

Related Insights

Typify™ - more accurately detecting Financial Crime

Typify, Baringa's investigation and analytics product, creates a fit for purpose solution that is easy to use and implement.

A man and a woman discussing data on a computer screen

An introduction to Typify™

Typify™accurately pinpoints the atypical by combining an understanding of typical customer and peer group behaviour with insight from financial crime experts. This enables financial institutions to manage financial crime effectively and efficiently, reducing the need for large and expensive teams of investigators.

A man with a headset on an internet call looking at two screens

Typify™ - financial crime typologies identified

Transaction monitoring is key to detecting suspicious financial activity. However, this is not 100% accurate. Baringa’s Typify offers a tailored solution.

Payment innovations: where should you invest?

We explore the payment innovation ecosystem and provide guidance on the key innovations we believe will have the most significant impact on the payments.