The Control Officer’s guide to booking model controls
2 min read 20 March 2024
Defining and controlling for the booking model is a challenge for global banks with complex legal entity structures and market strategies spanning across products and client offerings. Regulators demand a robust control framework with appropriate management oversight and accountability all the way up to the C-suite.
Our report explores the key areas banks need to focus on to deliver a booking model control framework by adopting a strategic, forward-looking, approach including:
- The need for a clear booking model baseline and appropriate translation to trading mandate parameters
- Control and governance considerations to meet regulatory expectations
- Technology approaches to enable effective and efficient trading controls
- The role of data and MI in supervision.
To find out more, download a free copy of the report below.
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