Finance, Risk and Compliance

Navigating CPS 230

What Australian financial services firms can learn from overseas

DORA: Five actions you must take

How you approach DORA will likely define how you respond to upcoming regulations. We’ve spoken to hundreds of industry leaders and combined with our deep digital risk and resilience expertise; we share five priority actions you should take.

Four steps to comply with the updated BCBS239 regulations

Banks have spent millions on BCBS239 compliance, but they aren’t yet in the clear. In case you missed it, the ECB recently published new guidance that updates the decade-old regulation. Here are the four actions that we recommend firms take to meet the latest BCBS239 rules.

2023 CASS insight survey

Now in its sixth year, Baringa’s 2023 CASS insight survey shares the views of 42 firms on CASS audit, the growing roles of software and automation in CASS management, and other key areas.

FCA Skilled Person Reviews (s166)

Baringa is an FCA/PRA section 166 (s166) panellist and has undertaken a wide variety of reviews over recent years.

Using regulatory change as an opportunity to strengthen and rationalise internal controls

As UK regulators plan an Internal Controls and Governance directive, this major insurer seized the opportunity to achieve its long-term ambition.

Helping a large insurer strengthen operational resilience to meet regulatory demands

The FCA and PRA introduced strict rules on operational resilience. One insurer approached us to interpret the rules and implement the changes.

Equipping a UK building society to fight financial crime

How do you create a technology platform that can stay one step ahead of financial criminals?